Jaffe Asset Management LLC

Jaffe Asset Management, LLC, established in March 1998 by Marshall Jaffe, is a registered investment adviser offering investment advisory, supervisory, and management services. The firm manages both discretionary and non-discretionary client assets, totaling $100,753,640 as of December 31, 2023. Investment supervisory services include recommending various securities on a discretionary basis. The firm's primary investment strategy combines strategic and tactical asset allocation with a focus on value investing principles. Fees for services, ranging from 0.25% to 1.00%, are charged quarterly based on assets under management. The firm does not participate in wrap fee programs and may manage some accounts pro bono. Clients have the option to authorize fee deductions from their accounts. Jaffe Asset Management does not charge performance-based fees and serves a diverse client base, including individuals, trusts, and businesses. The firm primarily uses mutual funds and ETFs for portfolio management and conducts regular client account reviews. Marshall Jaffe, the principal owner, has a background in finance and has no disciplinary history. The firm does not vote proxies on behalf of clients and does not allow directed brokerage transactions. Clients receive quarterly statements from qualified custodians, and the firm maintains strict privacy policies regarding client information.