Royal Capital Management LLC

Royal Capital Management LLC is a registered investment adviser established in 1975, formally adopting the name in 1997 and incorporating as a single-member LLC in 2013. The firm, led by Richard Daniel DuPuis, CFP®, specializes in offering investment and risk management services to individuals and small businesses. Their investment products primarily include mutual funds, individual stocks, and bonds, with risk management strategies utilizing life insurance and annuities as needed. The firm employs a four-part process for managing client investments, involving goal setting, asset allocation, portfolio implementation, and ongoing monitoring and adjustments. Clients have the ability to impose restrictions on their investments. The minimum account size for clients is $50,000, with fees subject to negotiation and billed quarterly in arrears. Royal Capital Management LLC does not charge performance-based fees and serves various types of clients, including individuals, high net worth individuals, trusts, estates, corporations, and corporate pension and profit-sharing plans. The firm uses a proprietary screening process and conducts in-depth research using various resources to select investments they believe will outperform. Royal Capital Management LLC does not have any disciplinary events in its history and has a transparent approach to fees, compensation, and financial practices. Clients receive regular account reviews and reports, and the firm does not vote proxies on behalf of clients.