Monashee Investment Management, LLC

Monashee Investment Management, LLC, established in September 2011, offers investment management services on a discretionary basis to various clients, including privately offered investment vehicles, separately managed accounts, and sub-advisory services to registered investment companies. Monashee has full discretionary authority over client investments, with advice tailored to each client's objectives and guidelines. As of December 31, 2024, Monashee managed approximately $1.92 billion in regulatory assets under management. The firm charges management fees calculated by a third-party administrator, with additional performance-based allocations disclosed in governing documents. Monashee may waive or modify fees for certain limited partners. The firm engages in various investment strategies, including initial public offerings, equities, convertible securities, fixed income, debt securities, and derivatives, aiming to provide stronger returns than broader markets while preserving capital. Monashee follows a Code of Ethics, ensuring high standards of business conduct and fiduciary duty. The firm does not compensate third parties for client referrals and does not maintain physical custody of client assets. Monashee has proxy voting authority and uses an electronic system for proxy management. The firm's financial condition is sound, with no impairments affecting its ability to meet client commitments or bankruptcy proceedings. Monashee's comprehensive brochure provides detailed insights into its operations, investment strategies, fee structures, and regulatory compliance.