Aaron Wealth Advisors

**Aaron Wealth Advisors LLC Summary:** **Background and Expertise:** - **Year Established:** Aaron Wealth Advisors LLC has been providing investment advisory services since September 20, 2018. - **Specialization:** The firm offers discretionary portfolio management services tailored to meet clients' needs and investment objectives. - **Investment Strategy:** The firm utilizes Modern Portfolio Theory and offers options overlay strategies, long-term and short-term purchases, margin transactions, and investments in mutual funds, exchange-traded funds, options contracts, structured notes, limited partnerships, and real estate. **Consumer-Facing Terms:** - **Minimum Initial Investment:** Generally requires a minimum of $10,000,000 to open and maintain an advisory account, but may waive this minimum based on individual circumstances. - **Fee Structure:** Annual fee for portfolio management services not to exceed 1.25%, billed quarterly in advance based on the market value of assets under management. - **Fiduciary:** Operates under a special rule to act in clients' best interests, especially in IRA rollover recommendations. - **Investment Discretion:** Offers discretionary portfolio management services where clients grant authority to manage accounts without prior approval for each transaction. - **Investment Philosophy:** Tailors investment strategies based on clients' predefined objectives, risk tolerance, and financial information. **Advisory Business Description:** - **Services:** Provides portfolio management services, financial consulting, mergers & acquisitions advisory, and advice on various types of investments. - **Investment Programs:** Utilizes Dynasty Financial Partners for operational support and access to a range of investment services, including separately managed accounts, mutual fund and ETF asset allocation strategies, and unified managed accounts. **Additional Information:** - **Trade Errors:** Policy to restore accounts to correct position in case of trading errors. - **Class Action Lawsuits:** Engages a third-party vendor to determine eligibility for class action settlements, with the vendor receiving a portion of the recovery. - **IRA Rollover Considerations:** Provides considerations for clients considering rolling over retirement funds to an IRA managed by the firm. For more detailed information, please refer to the full brochure available on the SEC's website at www.adviserinfo.sec.gov using the IARD/CRD #298079.