New England Research & Management, Inc.

New England Research & Management, Inc. (NERM) is a Registered Investment Adviser based in Chicago, Illinois, offering investment management services to high net worth individuals and families. Established in 2004, NERM manages various types of accounts, including trusts, retirement accounts, and foundations, on a discretionary basis tailored to each client's needs. The firm's investment tools encompass a wide range of securities, such as exchange-listed securities, mutual funds, and U.S. government securities. Clients have the opportunity to provide input, but final discretion rests with the firm. NERM charges a quarterly fee based on a percentage of assets under management, with a fee schedule outlined in the investment advisory agreement. The firm does not participate in wrap fee programs and has assets under management totaling $264,496,202 as of June 30, 2024. NERM does not charge performance-based fees and generally serves high net worth individuals with a minimum investment requirement of $500,000. The firm employs various methods of analysis, including fundamental and technical analysis, to manage client portfolios. Clients are advised on potential investment risks, such as interest rate and market risks, and are encouraged to communicate any changes in their financial circumstances. NERM does not have any disciplinary events, financial industry affiliates, or soft dollar arrangements. The firm exercises full discretion over client accounts and directly votes on behalf of client securities, aligning with management recommendations. NERM maintains custody over client funds through qualified custodians and does not engage in proprietary reporting. The firm's financial stability ensures it can meet its contractual and fiduciary obligations to clients.