Eukles Asset Management, LLC

Eukles Asset Management, LLC is an Ohio-based investment adviser offering the Eukles Asset Management Strategic Wealth Management Wrap Fee Program. This program provides portfolio management services using model asset allocation portfolios tailored to meet specific investment goals. Clients have the opportunity to place reasonable restrictions on their investments and retain individual ownership of securities. The firm manages advisory accounts on a discretionary basis, with annualized fees ranging from 0.50% to 1.25% based on the client's portfolio value. A minimum of $50,000 is required to open an account, with negotiable minimums under certain circumstances. Fees are charged quarterly in advance and cover advisory services, administrative expenses, custody charges, and brokerage services through LPL Financial. The firm does not engage in principal transactions or charge performance-based fees. Investment strategies include long-term purchases and options, with a focus on fundamental analysis, asset allocation, and ETF analysis. Eukles Asset Management is a fiduciary to ERISA accounts and individual retirement accounts, subject to specific duties and obligations. The firm's Code of Ethics ensures high ethical standards and prohibits the use of material non-public information. Clients are not obligated to use LPL Financial as custodian or broker-dealer. The firm's management personnel are separately licensed as registered representatives of LPL Financial and may receive additional compensation for securities transactions and insurance products. Eukles Asset Management reviews accounts quarterly and provides clients with regular reports on account performance.