Sims Investment Management LLC

Sims Investment Management, LLC is an SEC-registered Investment Adviser established in 2013, offering personalized investment advice to individuals, pension and profit-sharing plans, corporations, and other entities. The firm constructs and manages customized investment portfolios based on client goals, considering factors like income needs, risk tolerance, and tax implications. Investment strategies include equity securities, debt securities, mutual funds, and more. The firm uses fundamental and technical analysis methods and may engage in short-term trading, short sales, margin transactions, and option writing. Clients can have discretionary or non-discretionary investment management, with the firm managing over $135 million in assets on a discretionary basis. Fees are charged quarterly based on assets under management, ranging from 0.75% to 1%. The firm acts as a fiduciary to all clients, including retirement accounts, ensuring fees are transparent and not tied to conflicted compensation. Investment discretion is granted to the firm, with clients having the option to impose restrictions on investments. Sims Investment Management, LLC does not charge performance-based fees, and clients include individuals, pension plans, and corporations with negotiable minimum account sizes. The firm reviews accounts quarterly, does not vote proxies, and does not have custody of client funds. The firm maintains a Code of Ethics and provides detailed information on its brokerage practices, including its relationship with custodian Charles Schwab & Co., Inc. Advisor Services. Sims Investment Management, LLC also discloses its referral arrangements and compensation practices, ensuring transparency and client trust.