Lion Equity Investment Advisors, LLC

Lion Equity Investment Advisors, LLC is a Delaware limited liability company founded in 2016, specializing in corporate divestitures and special situations in the lower middle market. The firm provides investment advisory services to pooled investment vehicles, managing $199,768,624 of regulatory assets as of December 31, 2024. Lion Equity charges a management fee of 1.0%-2.0% per annum during the Investment Period and 1.0%-2.0% per annum after, based on the total committed capital. The firm also receives Carried Interest of 20%-30% of realized profits. Minimum investments typically range from $500,000 to $1,000,000, with fees detailed in each fund's governing documents. Lion Equity's investment strategy focuses on creating value through operational improvements, organic growth, and strategic acquisitions. The firm conducts due diligence in various areas before making investments. Risks associated with investing in Lion Equity's Funds include potential loss of investment, lack of liquidity, leveraged companies, and cybersecurity risks. The firm operates under a Code of Ethics, ensuring compliance with securities laws and ethical conduct. Lion Equity has not engaged in financial industry activities beyond managing its Funds and does not have custody of client funds or securities. The firm has discretionary authority over investment portfolios and may vote proxies in the best interests of clients. Lion Equity has not been subject to any bankruptcy proceedings and maintains a sound financial condition.