Vanguard Capital

Vanguard Capital Wealth Advisors, LLC is a Registered Investment Adviser based in Denver, Colorado, specializing in helping clients build, manage, and preserve their wealth to achieve financial goals. The firm was established by John Borcich, Vincent Polivka, and Julia Youngblood. They offer discretionary investment management services, tailoring portfolios to meet clients' needs and goals. Clients have the ability to set restrictions on investments and engage in consulting services for specific financial areas. The firm acts as a fiduciary, putting clients' interests first and disclosing any conflicts of interest, such as recommending Charles Schwab as a custodian. Vanguard Capital charges an advisory fee based on a percentage of assets under management, with a maximum fee of 1.50%. The minimum initial account value is $50,000, with exceptions made at the firm's discretion. The firm does not engage in performance-based fees, side-by-side management, or soft dollar programs. Clients receive quarterly account statements and have the option to request detailed reports on their positions and performance. Vanguard Capital does not have custody of client funds but deducts fees directly from client accounts. The firm exercises investment discretion for clients, with clients having the ability to set limitations in writing. Vanguard Capital does not vote on client securities and does not accept proxy authority. The firm has not been subject to financial conditions that could impact client commitments or bankruptcy petitions.