Eagle Global Advisors LLC

Eagle Global Advisors, LLC, established in November 1996, is a Houston-based financial advisor firm managing over $1.7 billion on a discretionary basis as of December 31, 2022. The firm offers individually managed accounts tailored to clients' investment objectives and provides investment research to third-party advisors. Eagle Global's investment strategies include Domestic Equity, International Equity, Global Equity, Fixed Income, Energy Infrastructure, Renewables Infrastructure, and Business Development Company (BDC) strategies. The firm's investment process combines top-down and bottom-up analysis to identify companies with growth potential. Clients typically include high net worth individuals, retirement plans, financial institutions, trusts, and investment companies. The minimum account size for separately managed accounts is $1 million, with exceptions possible. Fees are negotiable and vary based on the type of investment, with management fees separate from mutual fund expenses. Eagle Global acts as a subadvisor to various funds and provides research services to clients. The firm follows a Code of Ethics, participates in client transactions, and maintains custody of client assets held by unaffiliated custodians. Investment discretion is granted to the firm, and it votes proxies in the best interests of clients. The firm's brokerage practices include soft dollar arrangements for research services and client-directed brokerage. Eagle Global reviews accounts regularly, provides performance reports, and compensates third parties for client referrals. The firm has no disciplinary history and maintains financial stability.