Focus Wealth Advisors, LLC

FOCUS Wealth Advisors, LLC is a financial advisory firm based in Houston, Texas, established in March 2011 by principal owner Mark Andrew Frugoni. The firm specializes in providing portfolio management, wealth planning, and pension consulting services to individuals, high-net-worth individuals, pension plans, and corporations. FOCUS offers tailored investment strategies based on client goals, risk tolerance, and time horizon, with a focus on creating Investment Policy Statements for each client. The firm requests discretionary authority from clients to make investment decisions in line with fiduciary duties. FOCUS does not participate in wrap fee programs and has assets under management totaling $270,207,660 for discretionary amounts and $3,610,262 for non-discretionary amounts as of December 31, 2024. The fee structure includes annual fees of up to 2.00% for portfolio management services, and up to 0.30% for pension consulting services, with fees paid quarterly in advance. FOCUS does not accept performance-based fees and provides services without an account minimum. The firm utilizes various investment strategies, including long-term trading, short-term trading, and margin transactions, with a focus on best execution practices and avoiding conflicts of interest. Clients receive quarterly reports detailing account performance and fees. FOCUS Wealth Advisors, LLC does not receive economic benefits from third parties for client advice and has no financial conditions impairing its ability to meet contractual commitments.