Rock Hill Capital

Rock Hill Capital Group, LLC, a registered investment adviser with the SEC, was established in 2007 and is based in Houston, Texas. The firm primarily serves as an investment adviser to pooled investment vehicles, including Rock Hill Capital I, II, and III LPs, focusing on small to lower middle market industrial companies in the Gulf Coast and Southeast regions of the United States. Rock Hill provides discretionary investment advisory services to these funds, with approximately $228 million in assets under management as of December 31, 2024. The firm's fee structure varies by fund and typically includes a management fee based on a percentage of called capital. Rock Hill may charge deal acquisition fees and offset certain fees against future management fees. The firm does not participate in wrap fee programs and does not receive compensation for the sale of securities. Rock Hill may receive performance-based fees subject to certain conditions. The firm's investment strategy involves rigorous due diligence and a hands-on approach to add value to portfolio companies. Clients are primarily accredited investors, and the firm's investment philosophy focuses on long-term commitments and significant risks associated with small business investments. Rock Hill has implemented a Code of Ethics to ensure fiduciary duties are upheld and conflicts of interest are managed appropriately. The firm has custody of client assets held by qualified custodians, and it exercises full discretionary trading authority over client assets in accordance with each fund's investment objectives.