Rog Ix, LLC

ROG IX, LLC is an investment advisory firm registered with the SEC, specializing in providing discretionary investment management services to a pooled investment vehicle. The firm, established as a Delaware limited liability company, is owned by Randolph Newcomer Jr. and Scott Rice. ROG IX LLC manages approximately $553 million in regulatory assets under management on a discretionary basis. The firm charges management fees based on a percentage of total capital commitments to the Fund and may receive carried interest distributions. Investors in the Fund are generally required to commit a minimum of $5 million. The investment strategy focuses on achieving long-term capital appreciation through investments in oil and gas properties, involving significant risk factors such as volatile commodity prices, exploration risks, and market factors. The firm emphasizes the importance of investors evaluating and bearing the risks associated with the investment strategy. ROG IX LLC has a Code of Ethics to address conflicts of interest and a privacy policy for handling non-public personal information. The firm does not have any disciplinary information to report and does not maintain physical custody of Fund assets but complies with custody rules under the Advisers Act. The investment discretion is generally managed on a discretionary basis, and the firm does not typically hold public equity securities, thus not receiving proxies for voting client securities.