Mason & Associates, Inc.

Mason & Associates, Inc. is a financial planning and investment management firm established in 2006. The firm specializes in providing personalized financial planning and investment management services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, and small businesses. They strictly operate as a fee-only firm and do not sell commissioned products like annuities or insurance. The firm manages approximately $555 million in assets on a discretionary basis and $76 million on a non-discretionary basis for around 565 clients. For new clients, Mason & Associates requires a minimum of $1,000,000 in assets under management, with an annual fee of $12,500. The firm offers financial planning agreements, investment management agreements, and hourly planning engagements. Investment strategies are based on Modern Portfolio Theory, emphasizing asset allocation tailored to each client's goals and risk tolerance. The firm's investment philosophy focuses on a combination of strategic and tactical asset allocation and sector rotation. The firm's team includes professionals with various certifications such as CFA®, CFP®, CLU, AEP®, AIF®, EA, and JD, ensuring expertise in financial planning and investment management. Clients can expect transparent fee structures, quarterly fee billing, and regular performance reports. Mason & Associates maintains a strong commitment to client privacy and information security, with a detailed business continuity plan in place.