Worthington Capital Management, LLC

Worthington Capital Management, LLC is a registered investment advisor founded in 2020 and based in Memphis, TN. The firm specializes in providing discretionary investment advisory services to pooled investment vehicles, including the Worthington Convergence Fund LP. As a fiduciary, Worthington upholds a duty of loyalty, fairness, and good faith towards clients, seeking to mitigate conflicts of interest. The firm manages $32,729,886 in client assets on a discretionary basis. For fees, Worthington charges a management fee of 1% of the net assets of each investor's capital account, with incentive-based compensation up to 15% of the funds' net profits per annum. The firm does not participate in wrap fee programs and does not receive compensation for securities transactions other than advisory fees. Worthington's investment strategy focuses on generating attractive risk-adjusted returns by capitalizing on opportunities in mispriced assets, with a primary universe of closed-end investment companies. The firm's investment philosophy includes a global portfolio with a multi-year investment horizon. The firm has no disciplinary events, and its investment decisions are made with discretion based on the investment objectives outlined in the offering documents. Worthington has established proxy voting policies and procedures to ensure proxies are voted in the best interest of the funds. Clients' personal information is protected through physical, procedural, and electronic security measures, and the firm does not sell non-public personal information to third parties.