Oceanis Financial Advisors, Inc.

Oceanis Financial Advisors, Inc. is a registered investment adviser located in Miami, Florida, founded in 2014 by Alberto Otero. The firm offers discretionary investment advisory and consulting services, including portfolio management for individuals, small businesses, and institutional clients. Services encompass the allocation of managed assets among cash, stocks, mutual funds, and bonds to meet client investment objectives. OFA may advise on various investment products, including equities, fixed income securities, options, and more. As fiduciaries, OFA adheres to ERISA standards when advising on Retirement Accounts, ensuring advice is in the best interest of clients. The firm charges fees based on a percentage of assets under management, with rates ranging from 2.00% to 1.00% based on asset levels. Clients authorize fee deductions quarterly, with prorated fees for mid-quarter initiations or terminations. OFA does not charge performance-based fees or engage in side-by-side management. The firm's investment strategies include long-term purchases, short-term purchases, and trading, with associated risks such as lack of diversification and market fluctuations. OFA exercises discretionary authority with client approval, following stated investment objectives and guidelines. The firm does not vote proxies on behalf of clients and maintains a Business Continuity Plan to address potential disruptions.