Picea Capital LLC

Picea Capital LLC is a Limited Liability Company established in February 2020 by Rodolfo Antonio Garcia-Esquer and Javier Mijares-Margain. The firm offers portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Clients receive Investment Policy Statements outlining their current financial situation. Picea requires discretionary authority to select securities and execute transactions in line with fiduciary duties. The firm specializes in mutual funds, fixed income securities, equities, ETFs, commodities, and non-U.S. securities. Picea does not participate in wrap fee programs and has assets under management totaling $173,176,823. The fee structure is asset-based, with fees up to 1.00% annually, negotiable based on factors like asset amount and complexity. Clients may terminate the agreement within five business days for a full refund. Picea does not accept performance-based fees and serves individuals and high-net-worth individuals with no minimum account size requirement. The firm's investment strategies include fundamental analysis, modern portfolio theory, and technical analysis, with a focus on long-term and short-term trading. Clients are responsible for third-party fees, and Picea does not receive compensation for the sale of securities to clients. The firm's Code of Ethics covers various areas, including prohibited activities and conflicts of interest. Picea recommends custodians like Morgan Stanley, JP Morgan, and TD Ameritrade. The firm does not aggregate trading for multiple clients and provides quarterly account reviews. Picea does not compensate non-advisory personnel for client referrals and offers discretionary investment advisory services. Clients receive proxies directly from issuers, and Picea has a sound financial condition with no recent bankruptcy petitions.