Adalta Capital Management LLC

Adalta Capital Management LLC is a registered investment adviser based in New York, established in 2016. The firm specializes in providing asset management services to individual, family office, and institutional clients through separately managed accounts. Adalta focuses on long-term capital appreciation by investing in securities of companies with solid, long-term fundamentals using a value-driven investment discipline. The firm also allocates to select third-party managers. The firm manages assets totaling approximately $274.0 million as of January 31, 2025, with most accounts being discretionary. Clients with non-discretionary accounts must provide consent for each transaction. Adalta's investment strategies include equity investments in financially strong companies and high-quality fixed-income securities. The firm primarily invests in publicly traded U.S. domestic and foreign securities, including various types of securities like preferred stocks, bonds, and municipal bonds. Adalta does not engage in short sales or margin debt, except when directed by clients. The firm may provide investment advice on affiliated and unaffiliated private funds, with a focus on long-term appreciation. Adalta charges fees based on a percentage of assets under management, typically ranging from 0.75% to 1.50% annually for separately managed accounts. The firm requires a minimum account size of $1,000,000, which may be waived under certain circumstances. Adalta acts as a fiduciary, with a duty to act in the best interests of its clients. Clients' assets are held at qualified third-party custodians, and the firm does not accept custody of client cash or securities. Adalta exercises investment discretion based on clients' stated objectives and restrictions, and clients may choose to vote proxies themselves or have the firm vote on their behalf. For any inquiries, clients can contact Zoë Vlachos, the firm's Chief Compliance Officer.