Aksia LLC

Aksia LLC is a research and advisory firm specializing in providing portfolio advisory services on alternative investment strategies to institutional investors. Established in October 2006 and registered with the SEC since March 2007, Aksia tailors its services to each client's specific investment objectives and constraints. As of December 31, 2024, Aksia had over $22 billion of Investment Management Client assets under management, managed on both discretionary and non-discretionary bases. The firm charges a flat, fixed fee or a percentage of assets under management to its clients, with some also paying performance-based fees. Aksia may engage in risk arbitrage securities, international investing, and investments in private markets, real estate, and distressed securities, among others. The firm acts as a discretionary investment manager for certain clients, with limitations agreed upon in the investment management agreement. Aksia has policies and procedures in place to address conflicts of interest, including those related to investment discretion and allocation of investment opportunities among clients. Clients have access to reports and tools through Aksia's website, with periodic reviews of client accounts conducted by the firm's teams. Aksia complies with proxy voting policies and procedures when delegated proxy voting authority by Investment Management Clients.