Cicc Alpha Investment Management (usa), LLC

CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC, founded in June 2017, specializes in managing private investment vehicles, notably the Golden Road Capital Fund L.P., on a fully discretionary basis. The firm predominantly invests in direct private equity opportunities alongside leading sponsors, focusing on buyout transactions in North America and Europe. Additionally, it may explore growth capital, venture, and credit investments. The firm aims to build a diversified portfolio across industry sectors, typically taking minority positions in investments. The Fund has its own objectives and restrictions, with a minimum investment typically set at $2,000,000. CICC ALPHA charges a management fee based on limited partners' commitments and actively invested capital. The firm does not engage in sales-based compensation and may receive performance fees based on carried interest. CICC ALPHA exercises investment discretion in selecting underlying investments and rebalancing the portfolio. The firm has not been subject to disciplinary actions and maintains custody of Fund assets, complying with regulatory requirements. Clients receive quarterly unaudited reports and annual audited financial statements. CICC ALPHA has a Code of Ethics, does not participate in client transactions, and has policies to mitigate conflicts of interest related to performance-based compensation and brokerage practices. Proxy voting authority is exercised in the best interest of clients, and clients can request voting records. No financial impairments or bankruptcy petitions have affected the firm's financial viability.