Coastal Wealth Management

Coastal Wealth Management is an SEC-registered investment advisor firm led by Laura Casey, providing fee-based investment management services on a discretionary basis. The firm employs a tactical allocation strategy to manage portfolios, aiming to reduce risk and enhance performance. Investment options include exchange-listed securities, corporate debt securities, municipal securities, U.S. government securities, and options. Coastal tailors its services to individual client needs, with no minimum requirements for opening or maintaining an account. Clients pay an annual management fee up to 2.00% based on account size and complexity. Performance-based fees are charged without a hurdle rate. The firm serves individuals, trusts, estates, and charitable organizations, utilizing fundamental analysis techniques and long-term securities purchases. Clients are advised on the risks associated with investing in stocks, bonds, and options. Coastal does not have custody of client funds, except for fee deduction, and does not provide portfolio management services to wrap fee programs. The firm maintains a Code of Ethics, ensuring ethical conduct and conflict resolution. Coastal does not receive compensation for recommending securities and follows a best execution policy for client transactions. Clients are encouraged to review account statements quarterly, with formal reviews conducted annually or as needed. The firm does not receive compensation for client referrals and does not vote on client securities proxies. Coastal has no financial conditions impairing its ability to meet client commitments and has no history of bankruptcy.