Family Management Corporation

Family Management Corporation, established in 1989, is a New York-based SEC registered investment advisor specializing in serving high net worth individuals, families, and not-for-profit organizations. The firm offers personalized and comprehensive financial services, including discretionary investment management, traditional brokerage services, and life insurance solutions. Clients can expect tailored relationships that begin with a thorough discovery process to identify financial goals and concerns. FMC provides various advisory services, including discretionary and non-discretionary accounts, in-house investment models, third-party managers, turn-key asset manager programs, and family management funds. The firm manages over $4.4 billion in client assets as of December 31, 2024. Clients have the flexibility to engage FMC for a range of services, including estate and income tax planning, loans, and philanthropic planning. FMC's investment strategies involve macro-economic, fundamental, technical, and cyclical analysis, with a focus on long-term purchases, short-term purchases, and trading. The firm does not receive performance-based compensation and has no disciplinary events to report. FMC's fee structure is based on assets under management, with no minimum investment requirements for advisory accounts. Clients receive quarterly reports and have access to detailed account statements. FMC acts as a fiduciary, providing investment discretion for trading and proxy voting services. The firm's proxy voting process is conducted through an independent third-party administrator, Glass Lewis & Co. Clients can request information on how FMC voted their proxies and obtain a copy of the Proxy Voting Policy. FMC does not use soft dollars for research services and has no financial commitments that impair its ability to meet client obligations. The firm maintains a Code of Ethics and provides full transparency on its financial information and disclosures.