Fintech Collective Management LLC

**Fintech Collective Management LLC** is an investment advisory firm based in New York, NY, established in 2014. The firm specializes in private equity and early-stage venture capital investments for institutional investors globally. Their clients include public pension funds, sovereign wealth funds, high net worth individuals, and family offices. The firm manages approximately $706 million in assets under management as of December 31, 2022. **Fees and Compensation:** Clients are charged a management fee based on a percentage of capital commitments or invested capital, typically ranging from 0% to 2.5% annually. The firm may also receive Carried Interest, generally set at 20%, based on the internal rate of return. **Investment Strategy:** Fintech Collective Management primarily invests in early-stage financial service and financial technology businesses, utilizing traditional securities and digital assets. The firm conducts due diligence on potential investments, focusing on market potential, management teams, and exit strategies. Clients are advised to review the Offering Documents for detailed investment strategies and risks. **Investment Discretion:** The firm provides discretionary investment advisory services, tailoring investment mandates to clients' needs. Clients generally have a minimum investment amount of $1 million, although the firm has the discretion to waive this requirement. **Risk Factors:** Clients are informed about various risks associated with investments, including general market risks, illiquidity, venture capital risks, and risks specific to digital assets. The firm emphasizes the importance of thorough due diligence and understanding the risks involved in investing. **Regulatory Compliance:** Fintech Collective Management emphasizes high ethical standards, adherence to federal securities laws, and acting in the best interests of clients. The firm has established a Code of Ethics to govern personal trading and ensure client interests are prioritized. **Custody and Reporting:** The firm follows the Custody Rule under the Advisers Act, maintaining client funds and securities with qualified custodians. Clients receive audited financial statements and K-1s annually, ensuring transparency and accountability. **Brokerage Practices:** The firm generally conducts securities transactions through privately negotiated transactions, considering factors like execution capabilities and commissions. They do not engage in directed brokerage arrangements or receive soft dollar benefits. **Disciplinary Information:** There are no known legal or disciplinary events that would impact clients' evaluation of the firm's integrity or advisory business. This summary provides an overview of Fintech Collective Management LLC's background, expertise, fee structure, investment strategy, risk factors, regulatory compliance, and operational practices as outlined in their brochure. Clients are encouraged to review the full brochure for comprehensive details.