Havens Advisors

Havens Advisors, L.L.C., established in October 1995, is a financial advisor firm specializing in discretionary investment advice for private funds. The firm, controlled by Managing Member Nancy Havens-Hasty, manages several private funds, including Havens International Enhanced Fund, Ltd., and Havens Partners, L.P. The firm primarily focuses on event-driven situations such as merger arbitrage transactions and distressed credit investments. Clients typically include institutional investors and high net worth individuals, with a minimum investment requirement of $1,000,000. Havens Advisors charges asset-based management fees ranging from 0.25% to 1.75% on a quarterly basis. The firm may also receive performance-based allocations of up to 20% of net capital appreciation. Havens Advisors does not participate in wrap fee programs and managed $43,539,316 in regulatory assets under management as of May 31, 2023. The firm follows a Code of Ethics, participates in soft dollar arrangements, and has discretion over client investments. Clients receive monthly performance reports and annual audited financial statements. Havens Advisors exercises voting discretion over client securities and has procedures in place for proxy voting. The firm does not have state registration as an adviser.