Maxim Financial Advisors LLC

Maxim Financial Advisors LLC is a registered investment advisory firm offering investment supervisory services and referrals to third-party managers. Established in 2006, the firm provides services on a discretionary and non-discretionary basis through licensed Advisory Representatives. Clients, including Individuals, Trusts, Estates, Corporations, Retirement Accounts, and other entities, have no minimum account size requirement. The firm offers a wrap fee program where Investment Advisor Representatives tailor advice based on client needs, with fees ranging from 10 to 300 basis points. Maxim Financial Advisors act as Portfolio Managers for the wrap fee program, managing assets using a combination of securities including Mutual Funds, ETFs, stocks, bonds, and other instruments. The firm's investment strategies include long-term purchases, short-term purchases, trading, and options. Clients are advised of risks involved, such as market, company, and sector risks. Maxim Financial Advisors operate under a fiduciary duty, ensuring recommendations are in the client's best interest. Clients have the right to terminate services within five days of signing the agreement and receive a refund of prepaid fees. The firm's Investment Advisor Representatives are also Registered Representatives of Maxim Group LLC, offering various investment products. Associated persons may engage in personal trading, subject to monitoring and ethical standards outlined in the firm's Code of Ethics. Regular account reviews are conducted by Branch Managers and compliance departments, with clients receiving quarterly statements from the custodian of their assets.