Nine Thirty Capital Management, LLC

Nine Thirty Capital Management, LLC, established in 2004, primarily focuses on asset allocation, direct investments, private equity, and venture capital investments. The firm manages $609,286,232 on a discretionary basis as of December 31, 2024. Clients are typically advised through limited partnerships or limited liability companies, with management fees of 1.5% of assets under management per annum, payable quarterly in advance. Performance fees are charged at 10% of annual net appreciation for client accounts. The firm also manages Private Funds, charging a management fee of 1.0% or 1.5% of aggregate capital commitments. Nine Thirty Capital may receive compensation from portfolio companies for various services provided by related persons. The minimum investment amount for Private Funds is $500,000, with investments primarily in early-stage private companies. The firm discloses risks such as stock market fluctuations, business and catastrophic risks, non-diversification, illiquid investments, and reliance on potentially inaccurate information. Nine Thirty Capital has no disciplinary history and does not compensate for client referrals. The firm exercises discretion over client accounts and has custody of client funds and securities. The firm's employees may serve on portfolio company boards, and voting on actions aligns with maximizing returns for the Private Funds. Nine Thirty Capital has not filed for bankruptcy and maintains financial stability.