Secfi Advisory Limited

Secfi Advisory Limited is an investment adviser registered with the SEC, offering wealth management and financial planning services to individual clients. Established in 2019, the firm is a subsidiary of Secfi, Inc., focusing on identifying liquidity options for shareholders in private technology-enabled companies. SAL provides discretionary and non-discretionary investment advisory services to institutional investors through private investment funds, managing approximately $123,767,811 on a discretionary basis and $50,253,000 on a non-discretionary basis as of December 31, 2024. For wealth management clients, SAL charges asset-based fees ranging from a minimum of $7,200 annually, with financial planning services available for stock option exercise planning, tax planning, liquidity planning, sales strategy, life planning, cash flow analysis, retirement analysis, and estate planning coordination. The firm does not participate in wrap fee programs and does not have custody of client assets, which are held at Charles Schwab & Co., Inc. or Altruist Financial LLC. SAL discloses potential conflicts of interest related to brokerage activities and referral arrangements, and clients have the discretion to engage recommended professionals. The firm acts as a fiduciary and does not currently vote client securities or have financial conditions impairing its ability to meet commitments.