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Shareks Stock Portfolios
SEC-regulated
Registered investment advisor
Shareks, LLC, operating as Sharek’s Stock Portfolios, is led by David Sharek, who serves as the Chief Compliance Officer and Managing Member since January 2008. David Sharek holds a Bachelor of Science in Business Administration from the State University of New York at Buffalo, awarded in February 1995. He has a clean disciplinary record with no legal or disciplinary events to report. David Sharek does not engage in any other business activities outside of his role at Shareks and receives compensation through his salary and share of company profits.
As the Chief Compliance Officer, David Sharek is responsible for supervising and enforcing the firm’s compliance programs to monitor and oversee activities and services provided by the firm and its representatives. Sharek’s Stock Portfolios does not disclose specific information about minimum initial investments, fee structures, or investment strategies in this brochure supplement. David Sharek has not been involved in arbitration awards, found liable in arbitration claims exceeding $2,500, or been subject to bankruptcy petitions. For further details, individuals are encouraged to contact David Sharek directly at 917-657-8126 or visit the SEC’s website for additional information.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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