Sm Investors

S. Muoio & Co. LLC is an investment adviser based in New York, established in 1997. The firm specializes in providing investment management services on a discretionary basis to clients, including pooled investment vehicles for sophisticated and institutional investors, as well as separately managed accounts. The firm's assets under management total $82,841,537 as of December 31, 2024, managed on a discretionary basis. Clients are charged an annual investment management fee ranging from 1.0% to 1.5%, with performance-based compensation between 15%-20% of net profits. The firm may also receive research and brokerage services through soft-dollar arrangements. Clients of the firm include private investment funds and managed accounts, with a minimum investment of $500,000 for Investment Fund clients and $10,000,000 for separately managed accounts. S. Muoio & Co. LLC follows a bottom-up fundamental securities analysis approach, focusing on value investing and utilizing various investment strategies such as equities, fixed income, options, short selling, and arbitrage. The firm also discloses potential risks associated with its investment strategies, including issuer-specific changes, lack of diversification, and risks related to short selling and leverage. The firm has custody of client funds and exercises investment discretion, with policies in place to address conflicts of interest and voting client securities in the best interests of clients.