Star Mountain Fund Management, LLC

Star Mountain Fund Management, LLC, established in June 2010, is a New York-based investment advisory firm specializing in providing services to pooled investment vehicles and separately managed accounts for institutional and sophisticated investors. The firm manages approximately $3.96 billion in client regulatory assets under management, with both discretionary and non-discretionary investment options available. Clients are subject to management fees of up to 2.00% per annum, with performance fees of up to 20.0% of income, gains, and losses. Additionally, clients may incur one-time fees of up to 0.5% and organizational expenses within specified caps. The firm employs a fundamental approach to investing, focusing on small and medium-sized businesses, with investments in private funds, direct debt, and equity investments. Potential risks include lack of public market, illiquidity, and high-risk nature of investments in private companies. The firm has implemented an investment allocation policy to mitigate conflicts of interest and regularly reviews and monitors client portfolios. Star Mountain Fund Management, LLC operates as a fiduciary and complies with regulatory requirements, including the Custody Rule and proxy voting policies. The firm has no disciplinary events and maintains financial stability to meet client commitments. For further details, clients can contact Austin Ericson at 813-768-9547 or [email protected].