Sws Capital Management, LLC

SWS Capital Management, LLC is an SEC-registered investment adviser specializing in cash management and fixed-income strategies. Established in December 2001, the firm focuses on providing discretionary fixed-income advisory services for institutional investors through separate accounts, benchmarked against government and corporate indexes. Additionally, the firm manages two private funds, Clear Vision Impact Fund, LP, and New York Social Equity Cannabis Investment Fund, L.P., each with distinct investment strategies. Clear Vision invests in sustainable minority-owned businesses, while NYSECIF finances storefront conditional adult-use retail dispensaries in New York State. SWSCM's fee structure for separate account clients ranges from 0.10% to 0.35% based on assets managed. The firm does not participate in wrap fee programs and managed approximately $425M on a discretionary basis as of December 31, 2024. SWSCM's investment philosophy focuses on maximizing liquidity, preserving capital, and adding value through sector and security selection. Clients have a minimum account size of $15 million, and the firm operates as a fiduciary, acting in the best interests of clients. SWSCM does not have any disciplinary events to report and does not compensate for client referrals. The firm exercises investment discretion and provides detailed reports to clients on a quarterly basis.