Tag Associates LLC

TAG Associates LLC is a registered investment adviser established in 1983, with approximately $8.1 billion in assets under management as of December 31, 2022. The firm offers comprehensive wealth management services and portfolio management services to high net worth individuals, trusts, estates, and other entities. TAG serves as an overall portfolio manager, formulating asset allocation strategies, evaluating financial situations, and setting investment goals for clients. The firm also provides financial management, tax planning, compliance services, and estate planning. TAG manages assets on both discretionary and non-discretionary bases, with $309.8 million managed on a discretionary basis and $7.76 billion managed on a non-discretionary basis. Additionally, TAG manages various investment entities, including the TAG Funds, which are exempt from registration under the Investment Company Act of 1940. The firm charges fees based on a percentage of assets under management, with a fee schedule ranging from 1.00% to 0.50% based on the amount of assets managed. TAG does not receive soft dollar benefits, and clients may direct brokerage, though this may impact execution costs. The firm has no disciplinary history and maintains custody of client assets, subject to annual audits. TAG Associates LLC believes it has a sound financial condition with no impairments to meeting client commitments.