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Tanaka Capital Management Inc
SEC-regulated
Registered investment advisor
Benjamin M. Bratt, CFA, is an Investment Advisor Representative at Tanaka Capital Management, a federally registered investment advisory firm located in New York. Bratt holds a Bachelor of Arts degree in Mathematics-Economics from Wesleyan University and obtained his Chartered Financial Analyst (CFA) designation in 2021. He has been a Financial Adviser at TCM since 2015 and also serves as the firm's Chief Compliance Officer. Bratt has no record of legal or disciplinary events that would impact his services. He is not involved in any other investment-related business activities and does not receive additional compensation beyond his regular salary for advisory services. Bratt's activities at TCM are supervised by the firm's Chief Compliance Officer, Graham Y. Tanaka, who oversees and monitors the advice and activities provided by Bratt. Clients interested in Bratt's background can find additional information on the SEC's website. Tanaka Capital Management's contact information is 60 East 42nd Street, Suite 4000, New York, NY 10165, phone (212) 490-3380, and email [email protected].
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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