Triaxx Asset Management LLC

Triaxx Asset Management LLC, an SEC registered investment adviser, was established on December 17, 2004, and is located in New York, NY. The firm specializes in providing investment advisory services to Structured Product Vehicles and Unregistered Funds. As of December 21, 2024, the firm managed approximately $34,328,446 of client assets on a discretionary basis. Triaxx charges management and performance fees based on the assets managed for the Structured Product Vehicles and Unregistered Funds. The firm employs technical and fundamental analysis, as well as proprietary investment and risk models, to manage investments. Triaxx discloses material risks associated with its investment strategies, including illiquidity of fund securities and RMBS-related risks. The firm has a history of disciplinary action related to fraudulent practices, resulting in settlements with the SEC. Triaxx does not currently engage in new investments and has established a Code of Ethics to guide its operations. The firm exercises investment discretion for the Structured Product Vehicles and does not act as a custodian for client assets. TAM's liabilities exceed its assets, and it is subject to certain orders related to SEC settlements. Clients are encouraged to review the full brochure for comprehensive details.