Williams Jones Wealth Management, LLC

Williams Jones Wealth Management, LLC is a registered investment adviser specializing in providing portfolio management services to high net worth individuals, families, corporations, charitable organizations, and pension and profit-sharing plans. The firm was established in July 2019 and is part of the Focus Financial Partners, LLC partnership. They offer fee-only investment advisory services, financial planning, and access to private investment funds. Williams Jones acts as a fiduciary under ERISA and the IRC, ensuring they act in the best interests of their clients. The firm's investment strategies focus on equity and fixed income securities, mutual funds, ETFs, and private investment funds. They offer customized portfolios with a concentration of approximately 30 positions. Clients are responsible for fees and expenses associated with their investments, and the firm's annual investment advisory fee rate is up to 1%. Williams Jones does not accept compensation for the sale of securities and does not charge additional fees for investments in certain private funds. The firm also provides lending and insurance solutions to clients through affiliated entities. Clients have the option to engage Williams Jones on a discretionary basis, allowing the firm to manage their investments. The firm does not generally vote client proxies but offers a class action litigation filing service through Chicago Clearing Corporation. Clients are encouraged to review their accounts regularly and are provided with written transaction confirmations and account statements. Williams Jones has not been subject to disciplinary actions and maintains financial stability to meet its commitments. For further details or questions, clients can contact the Chief Compliance Officer, Jeff Schweon.