Rba Wealth Management, LLC

RBA Wealth Management, LLC is a registered investment adviser based in Newport Beach, CA, established in 2017. The firm specializes in providing a wide array of investment advisory services to individuals, pension plans, trusts, and more. As a fiduciary, RBA Wealth Management is committed to acting in the best interest of clients. The firm offers financial planning, consulting, and wealth management services, tailoring its advisory approach to meet individual client needs and objectives. For financial planning and consulting services, fees range from $1,500 to $3,000, with the option to offset a portion of investment advisory fees based on the financial planning fees paid. Wealth management services are provided for an annual fee based on assets under management, with a tiered fee schedule ranging from 1.50% to 1.00%. The firm may negotiate fees based on various criteria. RBA Wealth Management utilizes fundamental, cyclical, and behavioral finance methods of analysis, employing an asset allocation strategy based on Modern Portfolio Theory. The firm actively manages client portfolios, focusing on individual stocks, bonds, and ETFs. Clients have the option to direct brokerage and may impose restrictions on account management. The firm does not engage in performance-based fees or side-by-side management. RBA Wealth Management recommends the use of Charles Schwab & Co., Inc. for custody, brokerage, and clearing services. The firm receives support from Schwab, including research and trading services. Clients are provided with regular account reviews and statements, and the firm votes client proxies when authorized. RBA Wealth Management has not had any material changes since March 2022 and has not been involved in any disciplinary events.