Regents Park Funds, LLC

Regents Park Funds, LLC is a privately-owned investment advisory firm based in Irvine, California, established as a limited liability company. The firm specializes in sponsoring, creating, launching, and managing investment funds, overseeing sub-advisers, and providing centralized administration. The principal owner is David Young, who owns The Anfield Group, LLC, which in turn owns Regents Park Funds. The firm offers advisory services to registered investment companies and has assets under management totaling $397,119,724 as of December 31, 2024. Regents Park charges advisory fees for managing ETFs, with fees disclosed in the funds' prospectuses. The firm does not charge performance-based fees. Investment strategies include fundamental, technical, and cyclical analysis, with sources of information including financial statements, research publications, and industry professionals. The firm's investment strategies focus on various ETFs, such as fixed income, equity sector rotation, and global equity funds. Regents Park exercises discretionary authority over client accounts, investing based on client risk tolerance and objectives. The firm emphasizes placing clients' interests first, adhering to a Code of Ethics and monitoring personal trading practices to avoid conflicts of interest. The firm reviews broker-dealer selection for best execution and does not maintain custody of client funds. Clients receive statements from qualified custodians quarterly. The firm may delegate proxy voting to sub-advisers and does not provide advice on class action participation. Regents Park has a sound financial condition and does not require prepayment of fees exceeding $1,200 in advance.