Sasser Investment Management, Inc.

Sasser Investment Management, Inc. is an Oakland-based firm established in 1996, offering personalized investment advisory services to individuals, pension plans, trusts, and small businesses. The firm operates on a fee-only basis, focusing on investment management and financial planning, without selling commissioned products. Clients have discretion over their accounts, with a minimum account size of $200,000. The firm's investment strategies include long-term purchases, short-term purchases, and trading, tailored to individual client objectives and risk tolerance. The firm's fee structure is based on a percentage of assets under management, with fees billed quarterly in arrears. Sasser Investment Management, Inc. does not charge performance-based fees or share in capital gains. The firm's investment analysis primarily employs fundamental analysis, with a focus on risk management to address potential investment risks such as interest-rate, market, and liquidity risks. Principal owners Bradley D. Sasser, CFA, and Thomas J. Lonzo oversee the firm's operations, ensuring compliance with industry standards and ethical practices. The firm's business continuity plan outlines procedures for mitigating potential disruptions, while its information security program safeguards client data. Clients receive regular performance reports and account statements, with transparency regarding fees, compensation, and potential conflicts of interest. The firm's advisors hold professional certifications such as the CFA designation, demonstrating expertise in investment management. Sasser Investment Management, Inc. maintains a commitment to client confidentiality and regulatory compliance, providing clients with comprehensive financial services tailored to their individual needs.