Resnick Wealth Alliance, LLC

Resnick Wealth Alliance, LLC is a registered investment adviser based in Palm Beach Gardens, FL, offering investment management advice, financial planning, and consulting services for high to ultra-high net worth individuals and families, business owners, attorneys, trusts, and private foundations. The firm provides discretionary portfolio management services, allowing them to formulate investment strategies on clients' behalf without prior approval for each transaction. They may also offer non-discretionary portfolio management services, where clients must approve transactions before execution. The firm uses sub-advisers and model portfolios to manage client accounts and may invest in various securities, including equity securities, corporate debt securities, real estate, and more. They offer financial planning services, financial consulting services, and advice on a wide range of investments based on client goals and objectives. The firm charges an annual fee of up to 1.75% for portfolio management services, with fees billed quarterly in advance. Financial planning services are offered at a fixed fee of $3,500, with 50% payable in advance and the remainder upon completion. Resnick Wealth Alliance, LLC does not accept performance-based fees, participates in side-by-side management, or have any material changes to report since their last annual update. Clients are responsible for voting their securities, and the firm does not vote proxies on their behalf. They do not have any disciplinary information to disclose and do not receive compensation for client referrals. The firm does not have custody of client funds and securities, and clients receive account statements from the custodian at least quarterly. Resnick Wealth Alliance, LLC does not have any soft dollar arrangements, and they recommend brokerage and custodial services from Charles Schwab. Clients have the option to authorize wire transfers and standing letters of authorization. The firm conducts ongoing account reviews and provides regular written reports to clients. They do not have any financial conditions that impair their ability to meet contractual commitments. Resnick Wealth Alliance, LLC may recommend IRA rollovers, presenting a potential conflict of interest, and clients are encouraged to consider the costs and benefits before proceeding. Clients are advised to consult with their tax advisor or CPA before making any decisions regarding retirement account rollovers.