Broadmark Asset Management LLC

Broadmark Asset Management LLC is an investment adviser based in Dallas, Texas, established on July 30, 1999, and registered with the SEC since September 7, 2000. The firm's majority owner is Westwood Holdings Group, Inc. Broadmark offers advisory services on a discretionary basis to individuals, institutions, and investment companies. The firm's investment strategy focuses on managing stock market risk and capitalizing on market inefficiencies with reduced volatility. Broadmark provides tailored advisory services to meet individual client needs, including a long/short strategy for sophisticated and institutional investors. As of December 31, 2024, Broadmark managed approximately $238,468,469 of client assets on a discretionary basis and had approximately $462,586,639 of client assets under advisement. For fees, Broadmark charges investment management fees ranging from 1% - 2% annually based on assets under management. Performance-based fees range from 25% - 35%. Broadmark does not deduct fees from client accounts but bills clients directly. The firm also receives compensation for providing sub-advisory services to mutual funds and SMA/UMA platforms. Broadmark's investment strategies focus on producing above-average risk-adjusted returns while managing downside volatility. The firm employs a top-down, directional approach and qualitative analysis to assess market valuations, monetary policy, and investor sentiment. Broadmark's strategies include Dynamic Opportunity, Tactical Growth, and Tactical Plus, each designed to achieve specific investment objectives. The firm does not have custody of client assets and typically votes client securities using proxy voting services. Broadmark does not have financial conditions likely to impair its ability to meet client commitments.