Jocelyn Investment Management, LLC

Jocelyn Investment Management, LLC, established in 2007, specializes in providing investment management and financial consulting services to high net worth individuals, retirement plans, trusts, and corporations. The firm manages over $919 million in assets, offering both discretionary and non-discretionary investment services tailored to individual client needs. Acting as a fiduciary, Jocelyn prioritizes clients' best interests and allows for termination of agreements with a 30-day notice. For investment management clients, fees are based on a percentage of assets under management, with a blended fee schedule ranging from 0.50% to 1.00%. Financial consulting services are available at an hourly rate of $300 to $350 or a fixed fee. The firm does not pay referral fees and does not maintain physical custody of client assets, recommending clients establish accounts with Schwab as a qualified custodian. Jocelyn's investment strategy is based on Modern Portfolio Theory, utilizing passively managed asset class funds and ETFs. The firm's portfolio manager has full investment discretion, with periodic client reviews and a commitment to fair allocation of investment opportunities. The firm does not vote on client securities' proxies and has no disciplinary history. Jocelyn does not engage in soft dollar arrangements and does not aggregate client trades. Clients receive quarterly investment results and annual reviews for retirement plans.