Drum Hill Capital, LLC

Drum Hill Capital is a financial advisory firm founded by David Nightingale in 1998 and registered with the SEC since 2006. The firm specializes in offering advisory and financial planning services to individuals and families, focusing on managed account services, comprehensive household reporting, financial planning services, and investment consulting services. Drum Hill Capital's investment strategy involves conducting suitability analysis, fundamental analysis, and asset allocation planning based on client goals and risk tolerance. The firm primarily manages client portfolios using a balanced strategy, including equity securities, fixed income securities, and real asset securities. Additionally, Drum Hill Capital offers a Focused European Equity strategy for clients interested in investing solely in European equity securities. Clients can access their portfolios through a personal website portal, which provides performance reporting, transaction summaries, and income reports. The firm charges annual fees for managed account services and comprehensive household reporting based on a tiered fee schedule. Drum Hill Capital does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. The firm does not engage in solicitation or accept compensation for client referrals. Clients have the option to grant discretionary authority to the firm for asset management, and they are responsible for voting on proxies and filing class action claims. Drum Hill Capital does not vote proxies for clients but provides assistance with gathering information for class action settlements. The firm does not require prepayment of fees exceeding $1200 per client more than six months in advance and has no financial conditions that may impair its ability to meet contractual obligations.