Andrew Thaler

from Nikko Asset Management Americas, Inc.
SEC regulated
Regulated Investment Advisor
Andrew Thaler is a financial advisor based in New York, New York, with 16 years of experience. Andrew currently works for Nikko Asset Management Americas, Inc.. Andrew maintains a S66 license (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Andrew Thaler works at Nikko Asset Management Americas, Inc.
Nikko Asset Management Americas, Inc. is a financial advisory firm based in New York, New York. It currently has approximately $9,797,215,702 of assets under management and employs about 32 people. Nikko Asset Management Americas, Inc. uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.
Certifications and registrations
Uniform Combined State Law Examination (S66)
Years registered
6 years
Fee structure
A percentage of assets under your management, fixed fees and performance-based fees
Office location
605 Third Avenue, 38th Floor, New York, New York, 10158

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