Brian Henderson

from Rockefeller Capital Management
SEC regulated
Regulated Investment Advisor
Brian Henderson is a financial advisor based in New York, New York, with 28 years of experience. Brian currently works for Rockefeller Capital Management. Brian maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), S66 (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Brian Henderson works at Rockefeller Capital Management
Rockefeller Capital Management is a financial advisory firm based in New York, New York. It currently has approximately $20,066,555,373 of assets under management and employs about 471 people. Rockefeller Capital Management uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Uniform Combined State Law Examination (S66)
Years registered
15 years
Fee structure
A percentage of assets under your management, fixed fees and performance-based fees
Office location
45 Rockefeller Plaza, Floor 5, New York, New York, 10111

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