Catherine Faddis

from Emerge Capital Management
SEC regulated
Regulated Investment Advisor
Catherine Faddis is a financial advisor based in New York, Buffalo, with 13 years of experience. Catherine currently works for Emerge Capital Management. Catherine maintains a S65 license (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Catherine Faddis works at Emerge Capital Management
Emerge Capital Management is a financial advisor based in Buffalo, New York. It currently has around $278,579,494 of assets under management and employs approximately 8 people. The main advice areas covered by Emerge Capital Management are: portfolio management for investment companies, portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles and), selection of other advisers, educational seminars/workshops and distribution services for other rias. Emerge Capital Management uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Investment Adviser Law Examination (S65)
Years registered
13 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
500 Pearl Street, Suite 740, Buffalo, New York, 14202

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