Catherine Nettles

from Guggenheim Investments
SEC regulated
Regulated Investment Advisor
Catherine Nettles is a financial advisor based in New York, New York, with 19 years of experience. Catherine currently works for Guggenheim Investments. Catherine maintains a S66 license (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Catherine Nettles works at Guggenheim Investments
Guggenheim Investments is a financial advisory firm based in New York, New York. It currently has approximately $8,703,585,833 of assets under management and employs about 39 people. Guggenheim Investments uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Combined State Law Examination (S66)
Years registered
2 years
Fee structure
and a percentage of assets under your management
Office location
330 Madison Avenue, 10th Floor, New York, New York, 10017

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