James Carroll

from Pointe Capital Management LLC
SEC regulated
Regulated Investment Advisor
James Carroll is a financial advisor based in Michigan, Grosse Pointe Farms, with 42 years of experience. James currently works for Pointe Capital Management LLC. James maintains a S63 license (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Carroll works at Pointe Capital Management LLC
Pointe Capital Management LLC is a financial advisory firm based in Grosse Pointe Farms, Michigan. It currently has approximately $345,827,000 of assets under management and employs about 7 people. Pointe Capital Management LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Years registered
3 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
102 Kercheval Avenue, Suite 200, Grosse Pointe Farms, Michigan, 48236

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