James Ellis

from Sfg Wealth Management
SEC regulated
Regulated Investment Advisor
James Ellis is a financial advisor based in Maryland, Towson, with 36 years of experience. James currently works for Sfg Wealth Management. James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Ellis works at Sfg Wealth Management
Sfg Wealth Management is a financial advisory firm based in Towson, Maryland. It currently has approximately $401,526,777 of assets under management and employs about 14 people. Sfg Wealth Management uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
5 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
1104 Kenilworth Drive, Suite 500, Towson, Maryland, 21204

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