James Hartwell

from Essex LLC
SEC regulated
Regulated Investment Advisor
James Hartwell is a financial advisor based in Illinois, Deer Park, with 31 years of experience. James currently works for Essex LLC. James maintains a S65 license (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Hartwell works at Essex LLC
Essex LLC is a financial advisory firm based in Deer Park, Illinois. It currently has approximately $448,124,669 of assets under management and employs about 10 people. Essex LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Investment Adviser Law Examination (S65)
Years registered
13 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
21805 Field Parkway, Suite 340, Deer Park, Illinois, 60010

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