JM
James Maxwell
from Maxwell Wealth
James Maxwell is a financial advisor based in California, Pleasanton,
with 38 years of experience. James currently works for
Maxwell Wealth.
James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Maxwell works at Maxwell Wealth
Maxwell Wealth is a financial advisory firm based in Pleasanton, California. It currently has approximately $191,704,523 of assets under management and employs about 5 people. Maxwell Wealth uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
21 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
7041 Koll Center Parkway, Suite 275, Pleasanton, California, 94566
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